Wealth Management (Level 3)" is focusing on intricate aspects of investment planning, client advisory services, and fiduciary duties within the wealth management landscape. Participants will delve into key stages of investment planning, including defining investment objectives and strategies, understanding fiduciary duties, disclosing material information, and navigating conflicts of interest. The course also covers various investment vehicles and products, emphasizing collective investments, structured investments, and the regulatory frameworks governing them.
List the key stages in investment planning and determining investment objectives and strategy.
Define the terms of business and client agreements.
Explain the meaning of execution-only sales.
Recognize the extent of an adviser’s duty to disclose material information about a recommended investment.
Identify the concept of a conflict of interest..
Beacon FinTrain prioritizes excellence in every service, ensuring top-notch, reliable, and consistent outcomes that meet and exceed client expectations.
We focus on finance, offering expert knowledge and bespoke solutions that cater to the unique needs of finance professionals in the Middle East and Africa.
Time is money. We respect deadlines, delivering precise and timely results to help our clients stay ahead in the fast-paced financial world.
Beacon FinTrain is a guiding light in finance, providing insightful advice and support to navigate the complexities of financial markets and regulations.
We uphold the highest ethical standards, fostering trust and transparency in all our dealings to build lasting relationships with clients.
Adapting to the dynamic finance sector, we offer versatile services and solutions that align with the evolving needs of our clients.